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Clinical Trial Simulation: Planning With the OCTAVE Framework, Implementation and Validation Principles

Lookup NU author(s): Aritra MukherjeeORCiD

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This work is licensed under a Creative Commons Attribution 4.0 International License (CC BY 4.0).


Abstract

© 2026 The Author(s). Statistics in Medicine published by John Wiley & Sons Ltd.The adoption of complex innovative clinical trial designs has steadily increased in recent years. These are trial designs that have one or more unconventional features—often resulting in multiple stages—with the goal of improving on conventional single-stage, fixed-setting designs in terms of efficiency, for example, by reducing the required sample size or the time to establish findings about an intervention. The motivation for these designs may not be difficult to follow, but their set-up and implementation is usually more challenging. Statistical properties of these designs can also be difficult to compute. Clinical trial simulation (CTS), which uses software to generate artificial data for learning, can be conducted to identify the (optimal) setting of a clinical trial, evaluate the design's statistical properties under some hypothetical scenarios for sensitivity analysis, and compare different design set-ups and data analysis strategies, all of which contribute to a better understanding of the value of unconventional features before implementing the design in an actual clinical trial. Existing literature on simulation primarily focuses on the evaluation of statistical analysis methods, with less attention on the detailed specification and planning of CTS. This tutorial presents a new framework, called OCTAVE, for outlining the details of CTS, provides practical recommendations for their implementation, and addresses key computational considerations. The target audience is trial statisticians who are involved in designing and analyzing clinical trials. This tutorial covers a range of complex innovative designs, without the expectation that readers are familiar with the mentioned examples.


Publication metadata

Author(s): Lee KM, Choodari-Oskooei B, Grayling MJ, Jacko P, Kimani PK, Mukherjee A, Pallmann P, Parke T, Robertson DS, Wang Z, Yap C, Jaki T

Publication type: Article

Publication status: Published

Journal: Statistics in Medicine

Year: 2026

Volume: 45

Issue: 6-7

Print publication date: 16/03/2026

Online publication date: 16/03/2026

Acceptance date: 04/02/2026

Date deposited: 30/03/2026

ISSN (print): 0277-6715

ISSN (electronic): 1097-0258

Publisher: John Wiley and Sons Ltd

URL: https://doi.org/10.1002/sim.70449

DOI: 10.1002/sim.70449

Data Access Statement: Data sharing not applicable to this article as no datasets were generated or analysed during the current study


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Funding

Funder referenceFunder name
Health and Care Research Wales
Medical Research Council (MC_UU_00002/14, MC_UU_00040/03, and MC_UU_00004_09)
National Institute for Health Research (NIHR300051 and NIHR301614)

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